Tianze information received four warning letters in violation of regulations, and sun birong, the original actual controller, once occupied funds

The CSRC website recently announced the decision to issue a warning letter to Tianze Information Industry Co., Ltd. (hereinafter referred to as “Tianze information”, 300209. SZ). According to the decision, Jiangsu securities regulatory bureau has carried out on-site inspection on Tianze information in accordance with the relevant provisions of the securities law of the people’s Republic of China and the on-site inspection measures for listed companies (CSRC notice [2010] No. 12), and found four violations in the inspection and daily supervision of the company: < / P > < p > 1. Inaccurate information on the delayed disclosure of the 2019 annual report : the annual report of the company in 2019 was postponed twice. Except for the impact of the epidemic, the main reason for the delay was that the subsidiary Shenzhen youkeshu Technology Co., Ltd. (hereinafter referred to as “youkeshu”) did not actively cooperate with the audit of the annual report and failed to provide effective audit materials in time. The company’s announcement about the delay of annual report failed to disclose the specific reasons for the delay completely, fully and accurately. < / P > < p > 2. The disclosure information of capital occupation is untrue: Sun Borong, the original actual controller of the company, has occupied a total of 30.646 million yuan of the company’s capital since April 2019. At present, the occupied funds have been returned in full. On June 5, 2019, your company disclosed the “report on issuing shares and paying cash to purchase assets and raise supporting funds and implementation of related party transactions and listing of new shares”, which states that “as of the date of this report, during the implementation of this transaction, no funds or assets of the listed company have been occupied by the actual controller or other related parties” Inconsistent with the actual situation, information disclosure is not true. Third, the disclosure of external fund lending is not timely: from October to December 2019, a tree lent 136 million yuan to qianhaidingxin commercial factoring (Shenzhen) Co., Ltd., which was not disclosed in time. Fourth, inaccurate performance forecast: the company disclosed the “2019 annual performance forecast” on January 24, 2020, and the estimated net profit attributable to the shareholders of the listed company (hereinafter referred to as “net profit”) is 113 million to 120 million yuan. The company disclosed the “2019 annual performance express” on February 28, 2020, and the estimated net profit is 117 million yuan. On June 30, 2020, the company disclosed the annual report of 2019, with a net profit of 50 million yuan. There is a big difference between the net profit disclosed in the company’s performance forecast and performance express in 2019 and the actual net profit, and the information disclosure is not accurate. < p > < p > Jiangsu securities regulatory bureau pointed out that the above-mentioned behavior of Tianze information resulted in the untrue, inaccurate and untimely disclosure of information in relevant reports, which violated the provisions of Article 2 and item 3 of paragraph 2 of Article 30 of the administrative measures for information disclosure of listed companies (Order No. 40 of the CSRC). In accordance with Article 59 of the measures for the administration of information disclosure of listed companies, Jiangsu securities regulatory bureau decided to issue a warning letter to Tianze information. It is required that the company should earnestly rectify, improve the standard operation level, and do a good job in information disclosure according to relevant regulations. < / P > < p > according to the data, Tianze information was established in 2000 and listed on Shenzhen Stock Exchange in 2011 with the securities code of “300209”. Focusing on providing industrial Internet IT services, the company has formed four business groups: modern manufacturing, public services, cross-border e-commerce, overseas and investment. < / P > < p > on July 1, 2020, Tianze information released the announcement that the company’s controlling shareholder and actual controller had completed the change. After the change, the company’s controlling shareholder and actual controller were Xiao Siqing. < p > < p > Article 2 of the administrative measures for information disclosure of listed companies (Order No. 40 of the CSRC) stipulates that information disclosure obligors shall truly, accurately, completely and timely disclose information, and shall not have false records, misleading statements or major omissions. Information disclosure obligors shall disclose information to all investors at the same time. The information disclosed in the overseas market by a company that issues securities and their derivatives and is listed in the domestic and overseas markets shall be disclosed in the domestic market at the same time. Article 30 of the measures for the administration of information disclosure of listed companies stipulates that when a major event occurs that may have a greater impact on the trading prices of securities and derivatives of listed companies, and the investors have not yet known about it, the listed company shall immediately disclose it, stating the cause, current status and possible impact of the event. < / P > < p > (11) the company is suspected of violating laws and regulations and investigated by the competent authorities, or subject to criminal punishment or major administrative punishment; the company’s directors, supervisors and senior managers are suspected of violating laws and regulations and investigated by the competent authorities or taking compulsory measures; < / P > < p > (14) the court decides to prohibit the controlling shareholders from transferring their shares; more than 5% of the company’s shares held by any shareholder are pledged (20) information disclosure obligors are required to make corrections by relevant authorities or decided by the board of directors due to errors, non disclosure or false records in the previously disclosed information; < / P > < p > Article 59 of the measures for the administration of information disclosure of listed companies stipulates: information disclosure obligors In case of violation of these measures, the CSRC may take the following regulatory measures: < / P > < p > in accordance with the relevant provisions of the securities law of the people’s Republic of China and the measures for on site inspection of listed companies (CSRC announcement [2010] No.12) Our bureau carried out on-site inspection on your company, and found the following problems in the inspection and daily supervision: < / P > < p > your company’s annual report in 2019 was postponed twice. Except for the impact of the epidemic, the main reason for the delay was that the company’s subsidiary Shenzhen youkeshu Technology Co., Ltd. (hereinafter referred to as “youkeshu”) did not actively cooperate with the annual report audit and failed to provide effective audit in time Material Science. The announcement about the delay of annual report disclosed by your company failed to fully, fully and accurately disclose the specific reasons for the delay of annual report. < / P > < p > sun birong, the original actual controller of your company, has occupied a total of 30.646 million yuan of the company’s funds since April 2019. At present, the occupied funds have been returned in full. On June 5, 2019, your company disclosed the “report on issuing shares and paying cash to purchase assets and raise supporting funds and implementation of related party transactions and listing of new shares”, which states that “as of the date of this report, during the implementation of this transaction, no funds or assets of the listed company have been occupied by the actual controller or other related parties” Inconsistent with the actual situation, the information disclosure was irregular, and a tree lent 136.197 million yuan to qianhaidingxin commercial factoring (Shenzhen) Co., Ltd., which was not disclosed in time. < / P > < p > your company disclosed the “2019 annual performance notice” on January 24, 2020, and the net profit attributable to the shareholders of the listed company (hereinafter referred to as “net profit”) is expected to be 113 million to 120 million yuan. The company disclosed the “2019 annual performance Express” on February 28, 2020, and the net profit is expected to be 117 million yuan. On June 30, 2020, the company disclosed the annual report of 2019, with a net profit of 50 million yuan. There is a big difference between the net profit disclosed in your company’s performance forecast and performance express in 2019 and the actual net profit, and the information disclosure is not accurate. < / P > < p > the above behaviors of your company cause the information disclosed in the relevant reports to be untrue, inaccurate and untimely, and violate the provisions of Article 2 and item 3 of paragraph 2 of Article 30 of the administrative measures for information disclosure of listed companies (Order No. 40 of CSRC). In accordance with Article 59 of the measures for the administration of information disclosure of listed companies, our bureau has decided to issue a warning letter to your company. Your company should earnestly rectify, improve the standard operation level, and do a good job in information disclosure according to relevant regulations. < / P > < p > if you are not satisfied with the supervision and management measures, you can apply for administrative reconsideration to China Securities Regulatory Commission within 60 days from the date of receiving this decision, or file a lawsuit to the people’s court with jurisdiction within 6 months from the date of receiving this decision. During the period of reconsideration and litigation, the above supervision and management measures shall not be suspended. < / P > < p > Disclaimer: the purpose of this article reprinted by CNFC is to convey more information, and it does not represent the opinions and positions of CNFC. The content of this article is for reference only, and does not constitute an investment proposal. 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