Haitong Securities carries out self inspection and self correction, and holds responsible persons of Yongmei debt accountable

According to the official website of Haitong Securities Co., Ltd., the company has carried out self-examination, self correction and internal accountability on the self-discipline investigation of the China Association of inter bank market dealers (hereinafter referred to as “the association”), and has imposed sanctions and economic penalties on a number of relevant responsible persons. < p > < p > recently, Haitong Securities announced that the company actively cooperated with the investigation of dealers association, seriously reviewed and reflected on business operation, immediately took relevant rectification measures, strengthened training and learning, further checked and filled the gaps in business process, improved relevant internal control measures and improved standardized operation level. Xia Kun, general manager of Beijing bond financing department, Li Dong, general manager of fixed income department, Zhang Shijun, deputy general manager of Haitong asset management, Yao Hong, deputy general manager of Haitong futures and other relevant responsible persons who violate the industry self-discipline rules and relevant regulations of the company will be given warning, circular criticism and economic punishment respectively. On November 18, the dealers association announced that recently, the Dealers Association launched a self-discipline investigation on Yongcheng Coal and Power Holding Group Co., Ltd. (hereinafter referred to as “Yongcheng Coal holding”). According to the clues obtained from the investigation and combined with the relevant market trading information, Haitong Securities and its related subsidiaries are suspected of providing assistance for the issuers in issuing bonds in violation of regulations, and of manipulating the market, involving non-financial corporate debt financing instruments in the inter-bank bond market and corporate bonds in the exchange market. < / P > < p > in accordance with the rules on self discipline of inter bank bond market, the dealers association will conduct self discipline investigation on Haitong Securities and its related subsidiaries. If it is found in the investigation that the relevant institutions have bad behaviors suspected of disturbing the market order, such as market manipulation, the dealers association will impose strict self-discipline punishment and transfer it to the relevant departments for further treatment. On the evening of November 18, Haitong Securities announced that it would actively cooperate with the relevant work of self-discipline investigation, strictly implement the relevant requirements of the “notice on Further Strengthening matters related to the issuance of debt financing instruments” issued by the dealers association, and timely fulfill the obligation of information disclosure. According to wind information, Haitong Securities was founded in 1988, formerly known as Shanghai Haitong Securities Co., Ltd., which was restructured and developed into a national securities company in 1994. Haitong Securities is a listed securities company with a + H shares. As of Friday (December 18), its a share price was 12.72 yuan / share, down 0.24% on the same day; its Hong Kong share price was 6.87 Hong Kong dollars / share, down 0.43% on the same day. < / P > < p > Disclaimer: the purpose of this article reprinted by CNFC is to convey more information, and it does not represent the opinions and positions of CNFC. The content of this article is for reference only, and does not constitute an investment proposal. Investors operate on this basis at their own risk. < p > < p > Chinanet is a state key news website under the leadership of the Information Office of the State Council and the management of China foreign language publishing and Distribution Bureau. Through 11 versions in 10 languages, the website publishes information 24 hours a day. It is an important window for China to carry out international communication and information exchange.