After the two-day slump of digital technology, Zhang Zhiyong, the real controller of Sunplus, took up 1.6 billion yuan

The share price of Beijing Digital Technology Co., Ltd. (hereinafter referred to as “digital technology”, 300038. SZ) opened at 3.66 yuan, down 3.43%; up 3.17% to close at 3.91 yuan, with a turnover of 440 million yuan, a total market value of 4.582 billion yuan and a turnover rate of 9.85%. On December 24, it closed at 4.34 yuan, down 19.93%; on December 25, it closed at 3.79 yuan, down 12.67%. < / P > < p > according to the three decisions on administrative supervision measures recently published on the website of Beijing regulatory bureau of China Securities Regulatory Commission ([2020] No. 197, 203 and 204), the actual controller of digital technology and its related parties occupied 1.206 billion yuan of the company’s capital for non operating purposes in 2019, and 416 million yuan of the company’s capital for non operating purposes from January to June 2020, totaling 1.622 billion yuan. The above occupation of funds failed to fulfill the approval procedures and information disclosure obligations in accordance with the relevant provisions. < / P > < p > the Beijing regulatory bureau of China Securities Regulatory Commission (CSRC) has ruled that Zhang Zhiyong, as the actual controller, chairman and then president of the company, has violated the provisions of Article 3 and Article 48 of the measures for the administration of information disclosure of listed companies and Article 1 of the notice on standardizing the capital exchanges between listed companies and related parties and the external guarantee of listed companies Chen Peng, as the Secretary of the board of directors of the company, and Shi Yidong, as the chief financial officer of the company, are responsible for the above violations. < / P > < p > according to Article 59 of the measures for the administration of information disclosure of listed companies, Beijing regulatory bureau has decided to take the supervision and management measures of issuing a warning letter, requiring the company to fully learn lessons, improve internal control, earnestly perform the obligation of information disclosure, and actively urge the actual controller and its related parties to complete the capital liquidation and pay off before the disclosure of the 2020 annual report When the annual report of 2020 is disclosed, the fund occupation and the special audit opinions of the accounting firm shall be specially disclosed, and the rectification report shall be submitted within 30 days after receiving the decision. In addition, according to the provisions of Article 58 and Article 59 of the measures for the administration of information disclosure of listed companies, Beijing regulatory bureau has decided to take supervision and management measures to order Zhang Zhiyong to make corrections, requiring him to take effective measures to complete the capital liquidation before the disclosure of the company’s 2020 annual report, eliminate the adverse effects of the above violations on the company, and strengthen the study certificate In order to improve the securities market laws and regulations, enhance the awareness of standardization, put an end to the recurrence of such violations, and submit the rectification report within 30 days after receiving the decision; take the supervision and management measures of issuing a warning letter to Chen Peng and Shi Yidong, require them to strictly abide by the securities market laws and regulations, fully fulfill their duties, promote the company to improve the quality of information disclosure, and put an end to the recurrence of such violations. < p > < p > according to the inquiry of China Economic Net, index technology was founded on September 10, 2004 with a registered capital of 1.172 billion yuan, and was listed on Shenzhen Stock Exchange on January 8, 2010. As of November 5, 2020, Shanghai nuomi Investment Center (limited partnership) is the largest shareholder, holding 157 million shares, accounting for 13.38%. Zhang Zhiyong, the major shareholder and actual controller of Shanghai nuomiu Investment Center (limited partnership), contributed 56.38% of the total investment and 93.41% of the final income shares. < / P > < p > Zhang Zhiyong has been the chairman of the board of directors of the company for four terms since February 15, 2009, and his term of office is until October 14, 2021. According to the company’s annual report in 2019, Zhang Zhiyong, Chinese nationality, without permanent right of abode abroad, was born in November 1963, with bachelor’s degree, senior economist and senior engineer of communication major. In July 1992, he graduated from the school of economics, Renmin University of China, majoring in industrial economic management. He once served as deputy director of Finance Department of MCC General Research Institute of architecture Co., Ltd., deputy general manager of Beijing Keao high tech company (high tech enterprise), deputy chief economist of China Jingye Engineering Technology Co., Ltd., and cadre of financial service center of metallurgical industry. Since 2006, he has worked in the company, and is now the chairman of the company CEO. Article 3 of the administrative measures for information disclosure of listed companies stipulates that issuers, directors, supervisors and senior managers of listed companies shall faithfully and diligently perform their duties to ensure the authenticity, accuracy, integrity, timeliness and fairness of the information disclosed. < p > < p > Article 48 of the measures for the administration of information disclosure of listed companies stipulates that directors, supervisors, senior managers, shareholders holding more than 5% of shares, their concerted action persons and actual controllers of listed companies shall timely submit the name list of related persons of listed companies and the description of related relations to the board of directors of listed companies. A listed company shall perform the deliberation procedures of related party transactions and strictly implement the avoidance voting system of related party transactions. All parties to the transaction shall not evade the deliberation procedures and information disclosure obligations of the listed company through concealing the related party relationship or adopting other means. < p > < p > Article 58 of the administrative measures for information disclosure of listed companies stipulates that the directors, supervisors and senior managers of listed companies shall be responsible for the authenticity, accuracy, integrity, timeliness and fairness of the company’s information disclosure, unless there is sufficient evidence to show that they have performed their duty of diligence. The chairman, manager and Secretary of the board of directors of a listed company shall bear the main responsibility for the authenticity, accuracy, integrity, timeliness and fairness of the information disclosure in the company’s interim report. The chairman, manager and financial director of a listed company shall bear the main responsibility for the authenticity, accuracy, integrity, timeliness and fairness of the company’s financial report. According to Article 59 of the measures for the administration of information disclosure of listed companies, if the information disclosure obligors and their directors, supervisors and senior managers, as well as the shareholders, actual controllers and purchasers of listed companies and their directors, supervisors and senior managers violate the measures, the CSRC can take the following regulatory measures: < / P > < p > after investigation, your company has actual control In 2019, the company’s capital occupied by non operating persons and their related parties is 1205.91 million yuan; from January to June 2020, the company’s capital occupied by non operating persons is 416.35 million yuan. The above occupation of funds failed to fulfill the approval procedures and information disclosure obligations in accordance with the relevant provisions. < / P > < p > the above behaviors violate the provisions of Article 2 and Article 48 of the measures for the administration of information disclosure of listed companies and Article 1 of the notice on regulating the capital exchanges between listed companies and related parties and some issues concerning the external guarantee of listed companies. According to Article 59 of the measures for the administration of information disclosure of listed companies, our bureau has decided to issue a warning letter to your company. Your company should fully draw lessons, improve internal control, conscientiously fulfill the obligation of information disclosure, actively urge the actual controller and its related parties to complete the capital liquidation before the disclosure of the 2020 annual report, and specifically disclose the capital occupation and the special audit opinions of the accounting firm when the 2020 annual report is disclosed. Your company shall submit the rectification report to our bureau within 30 days after receiving this decision. < / P > < p > if you are not satisfied with the supervision and management measures, you can apply for administrative reconsideration to China Securities Regulatory Commission within 60 days from the date of receiving this decision, or file a lawsuit to the people’s court with jurisdiction within 6 months from the date of receiving this decision. During the period of reconsideration and litigation, the above supervision and management measures shall not be suspended. < / P > < p > according to the investigation, the actual controller of Beijing Digital Technology Co., Ltd. (hereinafter referred to as the company) and its related parties occupied 1205.91 million yuan of the company’s capital for non operating purposes in 2019 and 416.35 million yuan of the company’s capital for non operating purposes from January to June in 2020. The above-mentioned occupation of funds fails to perform the examination and approval procedures and information disclosure obligations in accordance with the relevant provisions, which violates the provisions of Article 2 and Article 48 of the measures for the administration of information disclosure of listed companies and Article 1 of the notice on regulating the capital exchanges between listed companies and related parties and some issues concerning the external guarantee of listed companies. < p > < p > as the Secretary of the board of directors of the company, Chen Peng and Shi Yidong are responsible for the above violations of the company. In accordance with the provisions of Article 58 and Article 59 of the measures for the administration of information disclosure of listed companies, our bureau has decided to issue a warning letter to you for supervision and administration. You should strictly abide by the laws and regulations of the securities market, fully perform your duties, promote the company to improve the quality of information disclosure, and prevent the recurrence of such violations. < / P > < p > if you are not satisfied with the supervision and management measures, you can apply for administrative reconsideration to China Securities Regulatory Commission within 60 days from the date of receiving this decision, or file a lawsuit to the people’s court with jurisdiction within 6 months from the date of receiving this decision. During the period of reconsideration and litigation, the above supervision and management measures shall not be suspended. < / P > < p > according to the investigation, the actual controller of Beijing Digital Technology Co., Ltd. (hereinafter referred to as the company) and its related parties occupied 1205.91 million yuan of the company’s capital for non operating purposes in 2019, and 416.35 million yuan of the company’s capital for non operating purposes from January to June 2020. The above-mentioned occupation of funds fails to perform the examination and approval procedures and information disclosure obligations in accordance with the relevant provisions, which violates the provisions of Article 2 and Article 48 of the measures for the administration of information disclosure of listed companies and Article 1 of the notice on regulating the capital exchanges between listed companies and related parties and some issues concerning the external guarantee of listed companies. < / P > < p > as the actual controller, chairman and then president of the company, you have violated the provisions of Article 3 and Article 48 of the measures for the administration of information disclosure of listed companies and Article 1 of the notice on standardizing the capital exchanges between listed companies and related parties and the external guarantee of listed companies, and are mainly responsible for the above violations of the company. In accordance with the provisions of Article 58 and Article 59 of the measures for the administration of information disclosure of listed companies, our bureau has decided to take supervision and management measures to order you to make corrections. You should take effective measures to pay off the capital before the disclosure of the company’s 2020 annual report, eliminate the adverse impact of the above violations on the company, strengthen the study of laws and regulations of the securities market, enhance the awareness of standardization, and prevent the recurrence of such violations. You should submit the rectification report to our bureau within 30 days after receiving this decision. < / P > < p > if you are not satisfied with the supervision and management measures, you can apply for administrative reconsideration to China Securities Regulatory Commission within 60 days from the date of receiving this decision, or file a lawsuit to the people’s court with jurisdiction within 6 months from the date of receiving this decision. During the period of reconsideration and litigation, the above supervision and management measures shall not be suspended. < / P > < p > Disclaimer: the purpose of this article reprinted by CNFC is to convey more information, and it does not represent the opinions and positions of CNFC. The content of this article is for reference only, and does not constitute an investment proposal. Investors operate on this basis at their own risk. < p > < p > Chinanet is a state key news website under the leadership of the Information Office of the State Council and the management of China foreign language publishing and Distribution Bureau. Through 11 versions in 10 languages, the website publishes information 24 hours a day. It is an important window for China to carry out international communication and information exchange.